Senior Compliance Officer
Konnekt
- Malta Island
- €35,000-45,000 per year
- Permanent
- Full-time
- Review and validate client onboarding applications and conduct suitability assessments to ensure compliance with MIFID regulations and internal standards
- Handle transfer requests, including those involving probate cases
- Assist in preparing MFSA Conduct of Business Returns and support complaints handling
- Maintain the Insider List for CCFG
- Support data submissions to the MFSA and assist with KYC questionnaires for counterparties.
- Oversee day-to-day compliance tasks
- Conduct regulatory training sessions for employees, focusing on aspects such as the MFSA conduct of business rulebook.
- Submit the List of Financial Instruments.
- Assist with the annual review of procedures.
- Support the Compliance Manager in preparing for MFSA visits and submissions as needed.
- Candidate need to have the MIFID Knowledge. Without such candidates cannot be considered for this role
- Previous local or foreign experience in a similar role
- Excellent written and oral skills in English
- Able to analyze situations for compliance and business risk, and implement solutions to address and mitigate such risk
- Experts in Regulatory Compliance
- Health Insurance
- Gym discounts
- Performance Bonus