Regulatory Advisor

Malta Island
Permanent
Full-time

1 month ago

We are looking for a mature, experienced person to perform the role of a regulatory advisor and form part of a team of lawyers and regulatory advisors dedicated to the insurance and pensions clients of Ganado Advocates. A suitable candidate for this role is a compliance professional who is comfortable in a fast-paced growth environment and is well-versed in regulatory guidelines and best practices for authorised entities in the insurance and/or pensions sector. The role involves assisting and advising clients to be compliant with the applicable legislation and acting as a link between the clients and the Malta Financial Services Authority. The selected candidate will be expected to keep up to date with changes in regulatory legislation and guidance.Responsibilities:Assisting clients in regulatory processes such as:

Obtaining or extending a Licence
Passporting by services or establishment
Portfolio transfers/ Mergers & Acquisitions/ Re- domiciliations
Supporting of or provision of Compliance Officer duties
Developing required governance/compliance-related documentation, including policies and procedures manuals
Performing of gap analyses and compliance assessments
Reviewing or drafting of compliance reports
Provision of compliance training

Qualifications & experience:Candidates should preferably:

hold a legal or financial services qualification from a reputable professional or tertiary education institution; and
have at least 5 years’ experience in providing advice and/or compliance support to insurance and/or pension clients; or.
have at least 5 years’ experience in the financial services industry, preferably in a compliance-related role.

Ganado Advocates

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